coach bags new arrival
Furthermore, the establishment of the reporting system. Crack down on insider trading alone
can not rely solely on the power of government departments, through a strong exposing black
incentives
To form a comprehensive monitoring network. Therefore, our regulatory authorities should
encourage the "universal supervision" of the insider trading behavior of financial
institutions, but also the market
A fair and equitable investment environment, so as to really be regarded as "rule the
city."For example, the United States law provides that the SEC (the United States Securities
and Exchange Commission referred to) can be insider trading civil fines of 10% reward to the
informants. The incentive for the bonus makes it very
Multi-stakeholder attention to insider trading, such as bankers, brokers, lawyers,
accountants, etc. Through professional research to determine whether there is irregularities
Easy to suspect and thus a positive report, know the inside story of the insider trading
personnel may also be a huge incentive to actively disclose bonus violations. Only this
Like "all the people involved" model can be for the securities market to build a sound
monitoring network, so that dormant insider traders nowhere to hide.
Finally, the Commission should do is punish insider trading after the criminal acts. This
time, the Commission's audit storm and public security organs
, Is to severely punish those financial crimes, not only caught a few small fish and shrimp,
but also to the market a fair and just environment.
In dealing with insider trading, it is necessary to learn from mature market countries.
US insider trading on the securities of the high, strict measures, so that offenders were
daunting. In 1984, the United States through the "Insider Trading Penalty Law"
For those who buy or sell stocks based on the inside information to profit or reduce the loss
of those who impose a 3-fold civil fines. In 1988, the United States signed the "insider
trading and card
Fraud law ", the introduction of the administrative penalty system, that is, regardless of
the profits of all insider traders are punished by a fine. Natural person
The amount of punishment can be increased to 100,000 to 1 million US dollars, legal persons
may be punishable by up to 2.5 million US dollars in administrative fines.
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